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Clement Vallandigham and Constitutionalism

Written by: Bill of Rights Institute

By the end of this section, you will:

  • Explain the various factors that contributed to the Union victory in the Civil War

Suggested Sequencing

Use this Narrative alongside the Did Abraham Lincoln Exceed His Presidential Powers during the Civil War? Point-Counterpoint and the Abraham Lincoln and Emancipation Decision Point to introduce students to the arguments for and against Lincoln’s exercise of power during the Civil War.

From the moment he took office, Lincoln grappled with maintaining the difficult balance between preserving civil liberties guaranteed by the Constitution and preserving the Union and its war effort to suppress the southern rebellion. When pro-Confederate citizens in Baltimore attacked and killed soldiers of the Sixth Massachusetts Volunteers and destroyed railroad bridges in an April riot, Lincoln responded by declaring martial law and suspending the writ of habeas corpus in parts of Maryland. In Ex Parte Merryman (1861), Supreme Court Chief Justice Roger Taney ruled the president had no authority to suspend the writ of habeas corpus, because that power seemed to be vested in the Congress in Article I of the Constitution. Lincoln ignored the order and submitted his actions to Congress in a special session on July 4, asking, “Are all the laws but one to go unexecuted, and the Government itself go to pieces, lest that one be violated?” Congress endorsed his actions.

Lincoln then had to deal with an imperious general acting on his own authority and claiming extraordinary powers over slavery. In August 1861, General John C. Fremont had declared martial law and emancipated slaves in Missouri. Lincoln rescinded parts of Fremont’s order because they threatened to disrupt the government’s relationship with the critical border state and drive it into the Confederacy.

Lincoln also faced continued controversy while prosecuting the war throughout his first administration. In several northern cities, opposition to conscription took the form of draft riots in 1863 that led the president to declare martial law and suspend habeas corpus in select areas. The Emancipation Proclamation, which on January 1, 1863, freed the slaves in states then in rebellion against the United States, was perhaps Lincoln’s most controversial use of executive war powers.

In March 1863, President Lincoln appointed General Ambrose Burnside¬†commander of Union forces in the Department of Ohio after he was relieved of command of the Army of the Potomac because of the disaster at the Battle of Fredericksburg. Disturbed by what he considered to be disloyalty in speeches and the partisan press that interfered with the war effort, Burnside issued Order No. 38, which read: “The habit of declaring sympathies for the enemy will not be allowed in this Department.” He also declared martial law and asserted the authority to arrest civilians, try them in military tribunals, and execute them by firing squad. He did this without President Lincoln’s knowledge or approval.

Photograph of Ambrose Burnside.
This photograph of Ambrose Burnside was taken some time during the Civil War. His distinctive facial hair gave rise to the term “sideburns,” created from his last name.

In Ohio, Democrat Clement Vallandigham was an open opponent of the policies of the Lincoln administration. Vallandigham was a lawyer, newspaper editor, and former member of Congress who spoke his mind freely on political issues. He detested abolitionists and the Emancipation Proclamation, criticized the war and compulsory military service, and supported a negotiated settlement that would let the South peacefully leave the Union.

Photograph of Clement Vallandigham.
Clement Vallandigham, pictured here in a photograph from around 1860, was an open critic of the Lincoln administration.

Vallandigham did not allow Burnside’s order to abridge his right to express his views. In March, he criticized the Conscription Act and defended his words by arguing that the proper avenue for overturning the law was the ballot box rather than popular disobedience to the law. On May 1, 1863, he delivered a provocative two-hour oration to almost 20,000 people at a parade in Mount Vernon, Ohio. In the speech, he railed against Order No. 38, the administration, and the war in general. He asserted that Burnside’s order was an unconstitutional usurpation of power that violated the protection of free speech and right to criticize government in “Order No. 1 – The Constitution of the United States.” He labeled Lincoln a king who should be deposed for his tyranny and said that the war “fought for the blacks and enslavement of whites” was “wicked cruel, and unnecessary.”

A few nights later, 100 soldiers appeared at Vallandigham’s home at 2:30 a.m. and kicked down his front door. The soldiers then marched into the bedroom and took the startled former congressman into custody. They transported him to a Cincinnati prison where he awaited trial by a military commission, charged with violating Order No. 38 and expressing disloyal statements that aided the enemy and weakened the power of the federal government to prosecute the war, especially recruiting.

A group of soldiers surround Vallandigham in his bedroom. The soldiers hold bayonet rifles and swords. One soldier has his hand on Vallandigham's shoulder. Another soldier grabs Vallandigham's wrist with one hand while holding an ax in the other. Vallandigham wears his pajamas.This depiction of the arrest of Clement Vallandigham in 1863 shows Vallandigham being taken into custody in his pajamas. “Arrest of Hon. C. L. Vallandigham, at Dayton, Ohio, May 6.”

Vallandigham refused to plead because he did not recognize the military court’s jurisdiction over him, because the civilian courts were open, and he argued he was consequently being denied his Fifth Amendment right to due process. The two-day trial proceeded nonetheless. Vallandigham asserted in vain that he had exercised his constitutional right to free speech. He was found guilty and sentenced to prison for the duration of the war.

Vallandigham immediately filed a petition for a writ of habeas corpus in federal civilian court. Judge Humphrey H. Leavitt denied the petition, writing that the war and public danger threatened the Constitution and self-government. Therefore, the war granted additional wartime powers to the president that the executive did not have in peace. “Self-preservation is a paramount law,” he argued, and the judiciary could not impede the wide latitude of discretion exercised by the executive in times of war. That included the ability to suppress and punish what the executive considered treasonous and disloyal statements.

Not everyone agreed. The partisan Democratic press predictably railed against Vallandigham’s conviction. On the other hand, even some Republican newspapers argued that the Constitution allowed criticism of the government during war no matter how unpatriotic it seemed. Even Republican senator and chairman of the Judiciary Committee Lyman Trumbull of Illinois was troubled that the case seemed to violate the First Amendment.

Burnside’s order and Vallandigham’s conviction had placed President Lincoln in a difficult position. He wanted to support his generals publicly, and he supported Vallandigham’s prosecution, but he faced much public scrutiny and sought to control administration policy. In mid-May, New York Copperhead Democrats (those who opposed the war) met in Albany and issued a series of resolves attacking Lincoln for unfairly prosecuting citizens (e.g., Vallandigham) in military commissions while violating their constitutional liberties. The Albany Resolves publicly assailed the president but also gave him the opportunity to clarify administration policy.

Lincoln conceded that no American citizen could be arrested for criticizing the government but argued that Vallandigham had interfered with recruiting and encouraged desertion from the army. He explained his constitutional reasoning with a folksy analogy:

The Constitution is not in its application in all respects the same in cases of rebellion or invasion involving the public safety, as it is in times of profound peace and public security. The Constitution itself makes the distinction, and I can no more be persuaded that the government can constitutionally take no strong measures in times of rebellion, because it can be shown that the same could not lawfully taken in time of peace, than I can be persuaded that a particular drug is not good medicine for a sick man because it can be shown to not be good food for a well one.

The president defended the prosecution and conviction of Vallandigham and stated that the “case requires, and the law and the Constitution sanction, this punishment.” He asked with particular insight about his presidential duties: “Must I shoot a simple-minded soldier boy who deserts, while I must not touch the hair of a wily agitator who induces him to desert?”

Meanwhile, Lincoln preferred to be rid of Vallandigham, and Union cavalry escorted him to Confederate lines in East Tennessee and turned him over to the enemy. He traveled through the Confederacy and eventually settled in Canada, where he continued to oppose the Lincoln administration and ran for governor of Ohio, managing his campaign from a hotel in Windsor, Ontario. He eventually sneaked back into the United States in disguise and helped draft the 1864 Democratic National Convention platform plank attacking Lincoln’s “suppression of freedom of speech and of the press” and called for a “cessation of hostilities.” Lincoln tolerated his presence and reined in General Burnside. The Supreme Court refused to hear Vallandigham’s case in 1864, stating that it had no jurisdiction to review the judgments of military commissions.

The Vallandigham case demonstrates the many competing interests and constitutional principles that were at odds during the Civil War. Vallandigham’s valid constitutional right to express his opinions ran up against the federal government and President Lincoln’s legitimate interest in exercising constitutional executive powers during times of war and insurrection. There were often no easy ways to resolve these constitutional disputes, which called instead for a prudent weighing of the relevant constitutional powers and rights involved.

Review Questions

1. What position of significance did Clement Vallandigham hold at the outset of the Civil War?

  1. Member of the U.S. Senate from Ohio
  2. Union general
  3. Governor of Ohio
  4. Member of the House of Representatives from Ohio

2. Which best represents Lincoln’s position on General Burnside’s Order No. 38?

  1. Lincoln had ordered General Burnside to issue Order No. 38.
  2. Lincoln supported Order No. 38 and wanted to suppress all dissent during the war.
  3. Lincoln did not approve the order and, as president, wanted to control administration policy.
  4. Lincoln did not know about the order because it was issued on the Ohio frontier.

3. As the Civil War progressed, Clement Vallandigham emerged as a leader of what northern political faction?

  1. The Fire-eaters
  2. The Know-Nothings
  3. The Copperheads
  4. The Locofocos

4. The Albany Resolves

  1. were a condemnation of Vallandigham’s actions and called for his incarceration
  2. were a formal political statement of support for President Lincoln’s war strategies
  3. gave Lincoln an opportunity to clarify his war policies while condemning Vallandigham’s actions
  4. demanded an immediate end to the Civil War

5. In the 1861 order from the Chief Justice of the Supreme Court in Ex Parte Merryman, Chief Justice Roger B. Taney ruled that

  1. President Lincoln had the right to regulate free speech
  2. only Congress could alter civil liberties
  3. only Congress could suspend habeas corpus
  4. the arrest of Clement Vallandigham was unconstitutional

6. In addition to Ambrose Burnside, which other Union general issued an order declaring martial law on his own authority?

  1. Clement Vallandigham
  2. John C. Fremont
  3. Roger B. Taney
  4. Humphrey H. Leavitt

7. What was President Lincoln’s motivation for overturning the immediate emancipation of all slaves in the state of Missouri during the Civil War?

  1. Lincoln wanted other border states to also emancipate their slaves.
  2. Although surprised by the decision, Lincoln felt he should do nothing.
  3. Lincoln feared that Missouri and other border states might secede.
  4. Lincoln wanted to issue the Emancipation Proclamation immediately.

Free Response Questions

  1. Explain Clement Vallandigham’s views about the Lincoln Administration’s management of the Civil War.
  2. Describe the ways that the Vallandigham case and Lincoln’s handling of it highlighted important constitutional principles during the Civil War.
  3. Compare Ambrose Burnside’s Order No. 38 with the Alien and Sedition Acts from the Quasi-war with France (see The Alien and Sedition Acts and The XYZ Affair and the Quasi-War with France Narratives). What do these reveal about the actions of the government in war time?

AP Practice Questions

“They assert in substance, that Mr. Vallandigham was, by a military commander, seized and tried – for no other reason than words addressed to a public meeting in criticism of the course of the administration, and in condemnation of the military orders of the general.’ Now, if there be no mistake about this, if this assertion is the truth and the whole truth, if there was no other reason for the arrest, then I concede that the arrest was wrong. But the arrest, as I understand, was made for a very different reason. Mr. Vallandigham avows his hostility to the war on the part of the Union; and his arrest was made because he was laboring, with some effect, to prevent the raising of troops, to encourage desertions from the army, and to leave the rebellion without an adequate military force to suppress it. He was not arrested because he was damaging the political prospects of the administration or the personal interests of the commanding general, but because he was damaging the army, . . . If Mr. Vallandigham was not damaging the military power of the country, then his arrest was made on mistake of fact, which I would be glad to correct on reasonably satisfactory evidence.”

Abraham Lincoln, “Letter to Erastus Corning and Others,” June 12, 1863

Refer to the excerpt provided.

1. What was the main reason President Abraham Lincoln believed he needed to make the argument expressed in the excerpt?

  1. The Supreme Court declared Lincoln’s actions against General Burnside to be unconstitutional.
  2. The Union army was losing many decisive battles.
  3. Lincoln was justifying actions against a citizen he believed to be opposed to the Union war effort.
  4. Lincoln had suspended civil liberties for all citizens.

2. The views expressed by President Lincoln in the excerpt best reflected which of the following goals for the war?

  1. To maintain slavery where it existed
  2. To preserve the Union
  3. To punish all who expressed an opinion that dissented from Lincoln’s policy
  4. To stop immigration to the United States

3. Lincoln asserted that Vallandigham’s arrest was wrong if it was motivated only by Vallandigham’s

  1. public criticism of the Lincoln administration’s conduct of the war
  2. efforts to damage the army by preventing the Union from raising needed troops
  3. desertion of the Union cause
  4. interference in the presidential election

Primary Sources

Ex parte Vallandigham, 68 U.S. 243 (1864).

Suggested Resources

Farber, Daniel. Lincoln’s Constitution. Chicago: University of Chicago Press, 2003.

Neely, Mark E. Jr. The Fate of Liberty: Abraham Lincoln and Civil Liberties. Oxford, UK: Oxford University Press, 1992.

Simon, James F. Lincoln and Chief Justice Taney: Slavery, Secession, and the President’s War Powers. New York: Simon and Schuster, 2006.

Stone, Geoffrey R. Perilous Times: Free Speech in Wartime from the Sedition Act of 1798 to the War on Terrorism. New York: W. W. Norton, 2004.

White, Ronald C. A Lincoln: A Biography. New York: Random House, 2009.

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