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George Washington and the Proclamation of Neutrality

George Washington and the Proclamation of Neutrality

BY THE END OF THIS SECTION, YOU WILL:

  • Explain how and why competition intensified conflicts among peoples and nations from 1754 to 1800
Written by: Stuart Leibiger, La Salle University

In April 1793, French ambassador Edmond Charles Genêt (Figure 4.35) arrived in Charleston, South Carolina, to a hero’s welcome from the city’s Jeffersonian-Republican inhabitants who supported France over Great Britain in foreign affairs. Genêt had had the audacity to raise funds and use them to commission French privateers to seize British vessels in American waters and bring them back to port, which was an insult to American national sovereignty. The enthusiastic reception, which continued as he made his way north to Philadelphia, convinced “Citizen” Genêt (as he was known in Revolutionary France) that all Americans unconditionally supported the French Revolution and would support the French war effort against Great Britain and its allies.

A portrait of Edmond Charles Genet.
Figure4.35On the basis of his welcome in South Carolina, “Citizen Genêt” believed he had the full support of America.

Genêt expected American support because France had helped the United States win its independence, and the 1778 Treaty of Alliance between France and the United States was still in effect. This fact, along with assurances from Secretary of State Thomas Jefferson, encouraged Genêt to take it for granted that the United States was unified in its support for France’s war with Great Britain. On April 19, the cabinet met to discuss the issue and formulate American foreign policy.

President Washington had an important decision to make based on numerous important critical variables. First, Europe was aflame, and the president knew the United States was too weak to go to war with any of the major European powers. Second, it was not clear whether the French alliance still applied, because France had launched an offensive war in Europe and the treaty was a defensive one. Third, Washington’s cabinet and the American people were divided along party lines between supporting France or Great Britain in American foreign policy. Finally, the imperious Genêt was making reasonable diplomatic talks nearly impossible, due to his arrogance. After listening to the advice of his cabinet and responding to Genêt’s latest outrages, the president faced a choice that could affect the survival of the new American republic.

In 1789, Americans had reacted sympathetically to the French Revolution. But in recent months, the French revolutionary government had killed more than fourteen hundred clergy and nobles in prison and then executed Louis XVI. It then tried to spread its ideology by declaring war on European monarchies, including Great Britain. Washington had to decide whether the United States should throw in its lot with such a government or chart a neutral course.

By early 1793, the French Revolution had sparked a fierce partisan debate between the Federalists and Jeffersonian-Republicans. The Federalists were becoming increasingly hostile to it and sympathized with Great Britain. Alexander Hamilton had hoped the French would show the “same humanity, the same dignity, the same solemnity, which distinguished the course of the American Revolution.” He and other Federalists were concerned the French Revolution was instead characterized by mob rule and murderous rampages. Jeffersonian-Republicans, in contrast, remained supportive of America’s sister republic, which they saw as carrying on the fight against monarchy. Thomas Jefferson continued to praise the French Revolution and even stated, “The liberty of the whole earth was depending on the issue…rather than it should have failed, I would have seen half the earth desolated. Were there but an Adam and an Eve left in every country, and left free, it would be better than as it is now.”

These differences guided contentious cabinet discussions that made Washington’s decision more difficult. Hamilton argued that the United States should unilaterality withdraw from the treaty with France because it had been made with the previous monarchical regime. He wanted a declaration of neutrality because the new nation was unprepared to go to war. Jefferson, on the other hand, argued that treaties were made with nations rather than with governments and that the United States thus must abide by the 1778 alliance. He thought Congress had the primary authority to decide issues of war and peace.

Washington decided to split the difference between the divided members of his cabinet. He issued his Proclamation of Neutrality on April 22, 1793, but he agreed to preserve the French treaty and receive its arrogant minister. He thought it was the most prudent and constitutional path to take. Interestingly, the document Washington issued was simply titled “A Proclamation” and did not use the word neutrality, but its intent was clear.

Washington’s confidence in his decision was undermined by the continued divide in his cabinet and in the country at large. Both political parties tried to persuade public opinion by writing pamphlets favoring their foreign policy views. Hamilton published a series of newspaper essays under the pen name Pacificus, arguing that the president’s power to enact foreign policy did, in fact, authorize him to institute a policy of neutrality for the nation, which the United States could expect all other nations to respect as it traded with the different belligerents.

Jefferson was horrified by Hamilton’s argument, which he believed consolidated more and more power in the executive branch and would create a monarchy. “For God’s sake, my dear Sir,” he implored James Madison, “take up your pen, select the most striking heresies, and cut him [Hamilton] to pieces in the face of the public.” Madison hesitated to argue with Hamilton, however, because he had not been privy to the cabinet discussions over neutrality, and he was not sure with whom President Washington agreed.

Reluctantly, Madison finally did Jefferson’s bidding, writing under the pen name Helvidius newspaper essays that challenged Hamilton’s interpretation of the proclamation. The Helvidius essays followed Jefferson’s argument that because only Congress had the constitutional power to declare war, only that body could issue a neutrality proclamation. After the Pacificus-Helvidius exchange was complete, even Madison conceded that Hamilton had won the contest for public opinion over the meaning of the president’s proclamation. However, the debate was an important one in the deliberation over the principles that would guide the nation in its relationships with other countries. The United States would be neutral in the war between France and Britain and claim the trading rights of a neutral power, helping to lay down this principle of American foreign policy in the new nation.

Having arrived in Philadelphia in mid-May after his triumphant journey north from Charleston, Genêt enjoyed a cordial reception from Secretary of State Jefferson and received additional accolades from Jeffersonian-Republicans. To Genêt’s shock and dismay, however, President Washington issued his proclamation declaring the United States strictly neutral in the conflict between Britain and France.

That summer, still confident that the American people stood solidly behind him and France, Genêt took steps that violated U.S. neutrality, especially by commissioning twelve privateering ships in American ports and recruiting American sailors to serve on them. These aggressive actions gradually caused Genêt to fall out of public favor and become a liability to his supporters. Even Jefferson realized that the Republicans needed to distance themselves from Genêt or he would drag the party down with him. The Republicans did their best to abandon Genêt, though they continued to support revolutionary France.

Genêt’s downfall finally came when he issued an ultimatum to George Washington: Call Congress into special session to enact measures favorable to France, or he would go over the head of the president and appeal directly to the American people for support. Refusing to back down, Washington instead demanded that France replace Genêt with a new ambassador to the United States. Outmaneuvered by Washington, Genêt lost his support both in France and in Congress. Having overplayed his hand, he ended up losing his job and nearly his life. A new regime in Revolutionary France declared him a criminal for his misconduct and tried to recall him. Had Washington not magnanimously allowed Genêt asylum in the United States, he almost certainly would have faced the guillotine in Paris.

With the Proclamation of Neutrality, President Washington established a U.S. foreign policy of neutrality. In his famous 1796 Farewell Address (Figure 4.36), drafted in collaboration with Hamilton, he reaffirmed his proclamation and admonished his fellow citizens to keep neutrality a cornerstone of American diplomacy. “Our true policy,” Washington’s Farewell declared, is “to steer clear of permanent Alliances with any portion of the foreign world.” The United States continued to do just that until the mid-twentieth century.

A newspaper headlined The Address of Gen. Washington.
Figure4.36Washington did not publicly appear for his Farewell Address but rather had it printed in newspapers.

Review Questions

1.

President George Washington’s motivation for issuing the Proclamation of Neutrality was
  1. q reaction to the French attack on American merchant ships in the Caribbean
  2. the desire of the Republicans to go to war with Great Britain
  3. the desire of the Federalists to go to war with France
  4. a reaction to “Citizen” Genêt’s repeated outrages in his role as ambassador

2.

Although Thomas Jefferson agreed that the United States should remain neutral in the war between Great Britain and France, he was outraged when President Washington issued the Proclamation of Neutrality because, according to Jefferson
  1. the Proclamation established a precedent that granted too much power to the president
  2. Congress was not consulted about the Proclamation
  3. the French would break the Alliance of 1778 with the United States
  4. the British would end their trade relationship with the United States

3.

Most Americans supported the French Revolution until
  1. the French began to fight against England
  2. the French navy began seizing U.S. merchant ships
  3. the French threatened to occupy American ports
  4. the French began to execute hundreds of clergy and nobles

4.

The central issue of the Pacificus-Helvidius exchange between Hamilton and Madison was
  1. whether the executive or the legislative branch could declare neutrality
  2. how the United States should respond to the behavior of Citizen Genêt
  3. the development of political factions
  4. the excesses of the French Revolution

5.

Genêt most clearly overstepped his role as ambassador from France when he
  1. recruited twelve ships of privateers to fight for the French Republic
  2. arrived in Charleston, South Carolina, to raise support for the French in their war against Great Britain
  3. made a speech in Philadelphia criticizing the U.S. government
  4. issued an ultimatum to President Washington demanding American support for France

6.

Which argument most directly supports George Washington’s reason for issuing the Proclamation of Neutrality?
  1. The United States was unprepared to fight in a major European war.
  2. After his experience in the American Revolution, Washington became a pacifist.
  3. Washington needed to focus on Native American nations fighting settlers on the frontier.
  4. Washington feared another Shays’ Rebellion.

Free Response Questions

1.

Compare and contrast the views of Federalists and Jeffersonian-Republicans on the 1793 Proclamation of Neutrality.

2.

How did war between Great Britain and France solidify the establishment of political parties in the United States?

3.

In what ways did Federalists and Jeffersonian-Republicans project their fears of Great Britain and France onto U.S. politics?

AP Practice Questions

“The true nature & design of such an act is—to make known to the powers at War and to the Citizens of the Country, whose Government does the Act that such country is in the condition of a Nation at Peace with the belligerent parties, and under no obligations of Treaty, to become an associate in the war with either of them; that this being its situation its intention is to observe a conduct conformable with it and to perform towards each the duties of neutrality; and as a consequence of this state of things, to give warning to all within its jurisdiction to abstain from acts that shall contravene those duties, under the penalties which the laws of the land (of which the law of Nations is a part) annexes to acts of contravention.”

Pacificus (Alexander Hamilton), Pacificus Number 1, June 29, 1793

“That its proclamation of the 22d of April last, is to be taken as the effect and expression of that decision.

The basis of the reasoning is, we perceive, the extraordinary doctrine, that the powers of making war and treaties, are in their nature executive; and therefore comprehended in the general grant of executive power, where not specially and strictly excepted out of the grant.

Let us examine this doctrine; and that we may avoid the possibility of [misstating] the writer, it shall be laid down in his own words: a precaution the more necessary, as scarce any thing else could outweigh the improbability, that so extravagant a tenet should be hazarded, at so early a day, in the face of the public.”

Helvidius (James Madison), Helvidius Number 1, August 24, 1793

Refer to the excerpt provided.

1The main subject of debate in both excerpts is
  1. the power of the chief executive
  2. which branch of government has the authority to declare neutrality
  3. the power of the legislative branch
  4. the lack of power in the hands of the people
2A significant motivation for the issue of the Proclamation of Neutrality in 1793 was that
  1. the United States needed to focus on driving British forces from the Great Lakes
  2. U.S. forces were removing American Indians from Ohio
  3. the United States wanted to maintain trade relations with both Britain and France
  4. the United States did not trust representatives of the French government
3The excerpts represent which growing development in the United States during the 1790s?
  1. The debate over which European power to ally with
  2. The growing need for a strong navy
  3. The development of political factions and the power of government in the United States
  4. The debate over supporting Citizen Genêt

Primary Sources

Washington, George. The Proclamation of Neutrality 1793. http://avalon.law.yale.edu/18th_century/neutra93.asp

Suggested Resources

Ammon, Harry. The Genet Mission. New York: Norton, 1973.

Berkin, Carol. A Sovereign People: The Crises of the 1790s and the Birth of American Nationalism. New York: Basic, 2017.

Burns, James MacGregor, and Susan Dunn. George Washington. New York: Times Books, 2004.

DeConde, Alexander. Entangling Alliance: Politics and Diplomacy under George Washington. Durham: Duke University Press, 1958.

Elkins, Stanley and McKitrick, Eric., The Age of Federalism, New York: Oxford University Press, 1993.

Reuter, Frank T. Trials and Triumphs: George Washington’s Foreign Policy. Fort Worth: Texas Christian University Press, 1983.

Staloff, Darren. Hamilton, Adams, Jefferson: The Politics of Enlightenment and the American Founding. New York: Hill and Wang, 2005.

Wood, Gordon. Empire of Liberty: A History of the Early Republic, 1789–1815. Oxford: Oxford University Press, 2009.