Philadelphia – The end of May saw the Convention responding to the Virginia delegation’s bold plan. The Virginians had proposed replacing the Articles of Confederation – a task far beyond what many Convention delegates thought they were authorized to do – with a powerful national government. When proponents of this plan failed to win agreement that such a radical plan was necessary, they moved to the more basic task of achieving consensus on the establishment of a national government consisting of legislative, executive and judicial branches. The devil would be in the details, and through the first week of June, delegates worked through the details of the Virginia Plan. Hiding under those details, however, was the question of whether the delegates were debating a revision of a confederation of sovereign states, or the creation of an entirely new national government that would act directly on citizens.

The Legislative Branch

This question lay under the debate about how to apportion representatives to the national legislature. The Virginia Plan had called for apportionment by population. Its advocates eagerly pushed this proposal until George Read, from tiny Delaware, drew a line in the sand. The delegates from Delaware, he pointed out, were not authorized to give up Delaware’s equal representation, and any attempt to push that issue might force the Delaware delegation to leave the Convention. If the states retained equality of representation, Madison feared, this would endanger the idea of a strong national government and permit the idea of a confederation to continue. He proposed a parliamentary “expedient”  to send this issue to a committee, thus “saving the Delaware deputies from embarrassment”; Mr. Read would not relent, and the motion was tabled.

Though some features of the Virginia Plan earned agreement – a bicameral legislature, the election of the lower house directly by the people, and certain powers of the legislative branch, – there were more setbacks. In particular, the mode of election of the upper house emerged as a point of controversy, and one that was not immediately solved. Further, Madison himself relented on a feature of the Virginia Plan which gave the national legislature the power to call forth force “against any member of the Union failing to fulfill its duty”. Madison (in a statement that Southerners would remember decades later) observed, “A union of the States containing such an ingredient seemed to provide for its own destruction. The use of force agst. a State, would look more like a declaration of war, than an infliction of punishment, and would probably be considered by the party attacked as a dissolution of all previous compacts by which it might be bound.”

The Executive Branch

June 1^st, 2^nd, and 4^th saw extensive discussion of the establishment of the Executive branch. Fear of monarchy made this a complicated debate. The elder statesman, Mr. Benjamin Franklin, followed a long pause in the discussion by encouraging the delegates to make their voices heard. The Convention delegates finally agreed that the Executive branch should be comprised of one person, the President, who would hold the power to affect national laws, appoint officers not otherwise specified, and veto legislation. With great concern surrounding the corruption possible if these powers lie with one person, the delegates determined that any presidential veto will be subject to overrule by a 2/3^rds majority of either house. This was not the last that would be said about the Executive branch, however.

The Judicial Branch

With consensus surrounding the need for a final tribunal in the nation, early June saw the creation of the Supreme Court. The delegates agreed upon the need for a supreme tribunal, yet had many questions surrounding the selection of judges and the establishment of “inferior tribunals” throughout the United States.

On June 5^th the assembly determined that the legislative branch will have the authority to name judges in the Supreme Court and allowed for life-time tenure in office pending “good behavior.”  No consensus could be reached regarding the establishment of “inferior tribunals” and was postponed until a later date.

New State Representation in the Union

Resolution 10 in Edmond Randolph’s Virginia Plan was approved to allow the admission of new states into the country if their bounds feel within the United States.

Philadelphia –

As September began, the Convention had made remarkable progress toward drafting a new Constitution, but many questions had been left for later. The delegates agreed “to refer such parts of the Constitution as have been postponed, and such parts of Reports as have not been acted on, to a Committee of a member from each State….” The “Brearly Committee,” chaired by David Brearly of New Jersey, reported back its suggestions for how to address difficult issues related to the powers of Congress and the shape of the Executive branch.

One issue that touched on the relationships of the states to one another and to the national Legislature was the full faith and credit clause. The Articles of Confederation had such a clause, though it applied very narrowly to state courts: “Full faith and credit shall be given in each of these States to the records, acts, and judicial proceedings of the courts and magistrates of every other State.” The Brearly Committee report recommended expanding the scope of this full faith and credit to legislative as well as judicial proceedings, and granting the national Legislature a new power to enforce compliance. Delegates settled on the language we now read in Article IV, Section 1: “Full Faith and Credit shall be given in each State to the public Acts, Records, and judicial Proceedings of every other State. And the Congress may by general Laws prescribe the Manner in which such Acts, Records and Proceedings shall be proved, and the Effect thereof.”

The Brearly Committee also made recommendations regarding the powers of Congress over commerce and finance. Congress, it was agreed, could “lay and collect taxes duties imposts & excises, to pay the debts and provide for the common defence & general welfare, of the U. S.” Congress would also be given the power of regulating relations with Indian tribes, of making laws to govern federal lands, and of granting patents to protect the rights of inventors and authors of property in their ideas.

Finally, delegates had already agreed to give Congress – as opposed to the Executive – power to “declare war”. The Brearly Committee’s report led to the granting of two new powers to Congress that minimized the Executive power over war.  First, Congress, and not the Executive, was empowered to grant letters of marque and reprisal, which effectively deputized private vessels to capture vessels suspected of piracy and bring them for trial. Second, Congress was empowered “to raise and support armies” but it was stipulated that “no appropriation of money to that use shall be for a longer term than two years.” These powers, among others, reflected a general wariness among the Convention’s delegates of granting too much power to the Executive branch. This wariness is also apparent in the Convention’s inability to settle on the Chief Executive’s powers, mode of election, and term of office, until very late in the Convention. That debate will be the subject of our next post.

Philadelphia –

The Gerry Commission report gave form to the idea, which had been bubbling up in debate, of a union “partly national, partly federal”. Because this idea was gaining momentum, the Gerry Commission report might be seen as the “Nationalists’ Last Gasp.” The bloc of delegates – including James Madison, James Wilson, and Gouverneur Morris – who had hoped to create a new national government that would act on people as individuals (and virtually eliminate any vestiges of state sovereignty), saw the writing on the wall.

July 5 closed with Elbridge Gerry defending the compromise suggested by his committee from attacks by nationalists. “We were neither the same Nation nor different Nations,” he explained, but if the nationalists and the defenders of state sovereignty did not “come to some agreement among ourselves some foreign sword will probably do the work for us.” With this, and with George Mason telling the delegates, in effect, that they would leave over his dead body, debate about the Gerry Committee report began in earnest.

One provision of the report, which said money bills should originate in the lower house, was dealt with rather quickly. Gouverneur Morris – who was (next to Alexander Hamilton) the most vocal defender of aristocracy, and a powerful Senate, in the Convention  – objected forcefully. Benjamin Franklin seems to have been more persuasive in stating that power over the purse strings should be lodged in the house that was most closely tied to the people.

The question of representation – of who should be heard, and how loudly – continued to be difficult. Smaller states were fearful of the proposed ratio of one representative for 40,000 inhabitants; tiny Delaware, it was noted, had just 35,000 inhabitants. In the first enumeration based on this ratio, there would only be 56 representatives in the lower house of Congress. All had to consider how the addition of new states would affect the balance of power. A later compromise fixed this number at 65. For some, even this was too small. George Mason observed that 38 members would make a quorum, and thus 20 votes could make a majority; Madison proposed (unsuccessfully) that the size of the lower house be doubled from 65. Roger Sherman (CT) and John Rutledge (SC) thought 65 too large, as it would be difficult to find enough individuals of a characters fit for public office.

Did the Delegates Count Slaves as Three-Fifths of a Person?

Nationalist James Wilson articulated the paradox facing the delegates over the issue of slavery and how it affected the current debate over the nature of the government. Were enslaved people citizens? If so, then why not count them towards state population counts? Or were they property? If so, then why were other forms of property not figured into the equation for determining taxation?

The delegates began to see their way clear once they tethered representation to taxation: direct taxes would be in proportion to representation.

But William Davie of North Carolina saw a conspiracy to ensure slave holding states would not be able to count any of their slave populations towards representation at the convention. It was “high time to speak out now,” he said. North Carolina would never agree to any terms of confederation unless black populations were counted at least by a ratio of at least 3/5ths. If black populations were going to be excluded altogether, “the business was at an end.” Many delegates balked at the the 3/5ths ratio. Morris answered Davie’s challenge by pointing out the voluntary nature of the compact the states would be entering. Morris summed up his position like this — he would have to offend either the Southern states or human nature himself, and given that choice, he would offend the Southern states.

The delegates approved (6-2-2) the 3/5ths ratio, settling that question, though pointed exchanges about slavery would continue. The arguments may have been nuanced, emotional, and even explosive, but reason for them was simple: Representation in Congress meant power. And part of that power might have been brought to bear against slavery itself. Had the 3/5ths clause, as it has become known, not been ratified, what might have been the alternative? If the less populous slave states had been able to count their entire slave populations towards representation, that would have meant much greater power in Congress for the South. If they had been able to count none of their slave populations, perhaps there would have been no Constitution.

Connecticut Compromise

Similar types of arguments surfaced in debates over representation in the national legislature: would states be represented (in other words, would the confederation still be a confederacy?) or would the people (establishing a national government that drew its power from and acted on individuals)?

Madison, architect of the Virginia Plan and still a promoter of a national system, argued against the idea that the government could be partly national and partly federal. When, he asked, would the central government be called upon to act in a way that did not impact individuals? “In all cases where the general government is to act on the people, let the people be represented and the votes be proportional. In all cases where the government is to act on the States as such, in like manner as Congress now act on them, let the States be represented and the votes be equal.”

After the weekend break, the delegates returned to approve (5 – 4 – 1) the Gerry Committee Report. Representation in the House of Representatives would be proportional and based on population; Senate representation would be equal for each State, and money bills would originate in the House and be un-amendable in the Senate. This is also known as the Connecticut Compromise, and is seen by many as a significant turning point in the Convention.